Job description
Company Name: Ambit Arcadia Alternatives LLP
Designation: Compliance Officer
Department: Compliance & Legal
Relevant Years of Experience: 3 years minimum
Location: GIFT City
Education Qualification Required : Company Secretary / LLB
Key Skills Required:
Functional :
Company Secretary / LLB having 3 years of experience in Institutions* (3 years is must as per IFSCA Regulations)Regulatory Compliance: Stay updated with the latest laws, regulations, and guidelines issued by SEBI and IFSCA for AIFs.
Monitor regulatory changes and effectively communicate updates to relevant stakeholders.
Compliance reporting and monitoring: prepare and submit accurate and timely regulatory reports as required by SEBI and IFSCA.
Ensure the completeness and accuracy of data submitted in these reports.
Establish and maintain a system for ongoing monitoring of compliance activities related to AIF operations.
Conduct regular audits and assessments to identify areas of non-compliance or potential risks. implement remedial measures as needed.
Managing Internal AuditsAML/CFT compliance and monitoringCoordination with Trustee/ Custodian/ Fund Administrator/ Internal Operations teamReview/drafting of legal agreements
Behavioral:
Good understanding of regulatory and legal affairs of IFSCA Compliances.
Excellent English verbal and drafting communication skills.
Attention to detail and collaborative approach
Key Stakeholders:
Senior ManagementDepartment HeadsSEBI, IFSCA, etc.
Other department etc.
