Job description
Department: Compliance Location: Delhi Grade: Manager / Senior Manager Qualification: CS/CA/MBA having experience 4-5 years Compliances of Stock Broking, Commodity Broking and Depository (NSE, BSE, MCX, NCDEX, NSDL) Prevention of Insider Trading compliance Implementation of Circulars: Checking for new circulars.
Preparing Gist of the same and circulating the same to the concerned departments.
Drafting and implementation of Policies
• regulatory and governance perspective Preparation and impleme…
