Job description
Job Description: Chief Compliance and Code of Conduct Officer
Department: Legal
Location: Gurgaon
Reporting to: Director-Legal
Experience: Minimum 6 years
Key Job Responsibilities of CCO
Program Development
Design compliance controlsCreate organizational policiesImplement risk management strategiesUpdate compliance frameworks
Monitoring & Audit
Conduct compliance auditsMonitor operational processesTrack regulatory changesAssess compliance risks
Training & Guidance
Develop training programsEducate staff on complianceAddress compliance queriesPromote ethical practices
Investigation & Reporting
Lead internal investigationsReport to BoardHandle regulatory requestsManage corrective actions
Stakeholder Management
Liaise with regulatorsEngage with external auditorsBuild compliance cultureCoordinate with departments
Key Competencies
Technical Expertise
Regulatory knowledgeRisk managementCompliance frameworksAudit proceduresTechnology proficiency
Leadership Skills
Strategic thinkingTeam managementCulture buildingChange management
Communication
Stakeholder engagementInfluence with authority
Professional Attributes
Ethical judgmentIntegrityAttention to detailDisagree and have backbone
Business Acumen
Strategic alignmentProcess optimization and orientationProject management
Core Competencies
Investigation skillsDocumentationPolicy developmentCrisis managementContinuous learning around the laws and by laws
